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NYHFR & Bloomberg’s December Roundtable: Getting Through a Regulatory Audit: What to Expect and How to Prepare
12/06/2016 @ 17:30 - 20:00Free
Hear from a panel that has been there or done that and are willing to demystify the process for you (spoiler alert: it may not be as scary as you think). We have brought together experts who have first hand knowledge and who have insight into how to prepare for the future regulatory environment (potential for CLE credit).
MODERATOR: Eric Juzenas, senior director and counsel for Bloomberg’s Global Regulatory and Policy Group and former COO and chief of staff at the CFTC
Jane Shahmanesh – Managing Director, Adherence LLC
Cynthia Marian, former GC, Civic Capital
Michael Saarinen, Partner, Alston & Bird
Bart Kraft, CCO, Manchester Capital Management